CFP™ Certification Renewal Form

Personal Details

CFP™ Professionals

CPD Declaration*:

Disciplinary History

Have you been the subject of any professional complaints (as defined by the FCA) in the past 12 months?*

-  A brief summary of the complaint

-  If the complaint was upheld

-  If there was a settlement agreed with the client

-  If thee complaint was reported to FOS

-  If the FOS upheld the complaint or if the complaint is still pending

 
Have you ever been convicted of a criminal offence or been a defendant in criminal proceedings?*

Please note that you do not need to disclose convictions that are spent under the Rehabilitation of Offenders Act 1974,  or protected convictions that are filtered from a standard or enhanced Disclosure and Barring Service (DBS) check.

Have you entered an Individual Voluntary Agreement (IVA) or equivalent agreement with your creditors or been adjudged bankrupt or insolvent or compounded with your creditors?*

Declaration

Please read the below declaration. Once you have read it, please confirm your acceptance by writing your name in the appropriate section.

  1. As a member of the Chartered Institute for Securities & Investment I agree to abide by the Royal Charter, Bye-laws, Regulations, and to uphold its high standards as published in its Professional Code (all available from website). Any breach of the Regulations may give rise to disciplinary procedures and termination of my membership.
  2. I agree to adhere to the marks usage guidelines for the CFP™ marks and other member designations, and understand that non-compliance with any of the above can trigger disciplinary action, and I understand that the CISI has the right to refuse and revoke my right to use the CFP™ mark and other designations where applicable and should this happen I agree that I will stop using the CFP marks.
  3. I agree to maintain competence through CPD by completing 35 hours CPD with a minimum of 21 hours being structured annually.
  4. I understand that by holding the CFP™ certification that my personal data will be shared with the Financial Planning Standards Board Ltd, as outlined in the disclaimer at the bottom of this document.

 

Fields marked * must be completed

CFPTM, Certified Financial PlannerTM, and (CFPTMgraphic) are certification marks owned outside the U.S by Financial Planning Standards Board Ltd (‘FPSB’).

Chartered Institute for Securities (‘CISI’) & Investment is the marks licencing authority for the CFPTM marks in the United Kingdom, through agreement with FPSB.

While holding your Certified Financial PlannerTM certification, your personal data will be shared between CISI and FPSB once per year so that FPSB may maintain an accurate record of certificate holders in order to:

  • verify and validate certifications;
  • send necessary outbound communications relating to the CFP certification where CISI are unable to do so;
  • validate and audit licence fees owed to FPSB by CISI;
  • provide data to support management reporting, accounting activity, fraud detection, financial reporting and/or inform audits.

The personal data to be shared between CISI and FPSB will be limited to: your name, your preferred correspondence address, your preferred contact number, your preferred email address, your country of residence, your employer, and your CFPTM certification identification number.

Any such data transfers are subject to binding data sharing agreements between CISI and FPSB, which limits usage of your personal data to the specified purposes only and requires the highest standard of organisational and technical security to protect the integrity and confidentiality of your personal data.